Form 4 for SMR NUSCALE POWER Corp
Accepted 2022-11-03 00:00:00 ET · period of report 2022-11-01 · accession 0001822966-22-000076 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-03 | 2022-11-01+ | SMR | Temple Robert K | GC | M - OptEx | $3.24 | +86.6K | 28.9K | New | +$280.6K |
| DM | 2022-11-03 | 2022-11-01+ | SMR | Temple Robert K | GC | S - Sale+OE | $11.47 | -86.6K | 78.7K | -52% | -$993.1K |
| DM | 2022-11-03 | 2022-11-01+ | SMR | Temple Robert K | GC | M - OptEx | $0.00 | -86.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-11-03 | M | A | 21,336 | $3.24 | 100,078 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-11-02 | S | D | 38,371 | $11.45 | 78,742 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.68, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2022-11-02 | M | A | 38,371 | $3.24 | 117,113 | D | — | — | |
| 4 | Common | Class A Common Stock | 2022-11-01 | S | D | 26,893 | $11.45 | 2,000 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.25 to $11.61, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 5 | Common | Class A Common Stock | 2022-11-01 | M | A | 26,893 | $3.24 | 28,893 | D | — | — | |
| 6 | Common | Class A Common Stock | 2022-11-03 | S | D | 21,336 | $11.52 | 78,742 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.25 to $11.78, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2022-11-01 | M | D | 26,893 | $0.00 | 0 | D | $3.24 · 2020-06-01 to 2026-08-01 | 26,893 Class A Common Stock | |
| 8 | Derivative | Employee Stock Option (right to buy) | 2022-11-02 | M | D | 38,371 | $0.00 | 0 | D | $3.24 · 2020-06-01 to 2026-08-01 | 38,371 Class A Common Stock | |
| 9 | Derivative | Employee Stock Option (right to buy) | 2022-11-03 | M | D | 21,336 | $0.00 | 0 | D | $3.24 · 2020-06-01 to 2026-08-01 | 21,336 Class A Common Stock |