Form 4 for SMR NUSCALE POWER Corp
Accepted 2023-01-05 00:00:00 ET · period of report 2023-01-03 · accession 0001822966-23-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-05 | 2023-01-03 | SMR | Temple Robert K | GC | S - Sale+OE | $10.19 | -39.6K | 2,000 | -95% | -$404.0K |
| D | 2023-01-05 | 2023-01-03 | SMR | Temple Robert K | GC | M - OptEx | $3.41 | +39.6K | 41.6K | +1,982% | +$135.2K |
| D | 2023-01-05 | 2023-01-03 | SMR | Temple Robert K | GC | M - OptEx | $0.00 | -39.6K | 205.0K | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-03 | S | D | 39,642 | $10.19 | 2,000 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.03 to $10.39, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2023-01-03 | M | A | 39,642 | $3.41 | 41,642 | D | — | — | (F1) On November 3, 2022, the reporting person filed a Form 4 which inadvertently reported that, following his exercise of an option and sale of the underlying stock, he owned 117,113 shares of Class A Common Stock, which was reduced to 78,742 shares following subsequent sales. In fact, as reported on this Form 4, the reporting person owns 2,000 shares before and after the current transaction. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2023-01-03 | M | D | 39,642 | $0.00 | 204,985 | D | $3.41 · 2021-03-01 to 2028-02-14 | 39,642 Class A Common Stock |