Form 4/A for SMR NUSCALE POWER Corp
Accepted 2023-02-23 00:00:00 ET · period of report 2023-02-13 · accession 0001822966-23-000024 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2023-02-23 | 2023-02-13 | SMR | Murgo Rudy | Treas | M - OptEx | $6.83 | +20.9K | 25.8K | +419% | +$142.5K |
| DMA | 2023-02-23 | 2023-02-13 | SMR | Murgo Rudy | Treas | M - OptEx | $0.00 | -20.9K | 5,051 | -81% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-13 | M | A | 2,815 | $9.53 | 7,854 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-02-13 | M | A | 12,269 | $6.41 | 20,063 | D | — | — | (F1) The number of Acquired Securities and Amount of Securities Beneficially Owned following the transaction were inaccurately reported on Form 4 filed February 15, 2023. |
| 3 | Common | Class A Common Stock | 2023-02-13 | M | A | 5,773 | $6.41 | 25,836 | D | — | — | (F1) The number of Acquired Securities and Amount of Securities Beneficially Owned following the transaction were inaccurately reported on Form 4 filed February 15, 2023. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-02-13 | M | D | 5,773 | $0.00 | 11,547 | D | $6.41 · — to 2031-10-07 | 5,773 Class A Common Stock | (F2) The Number of Derivatives Disposed of and Number of Derivative Securities Beneficially owned following reported transaction were inaccurately reported on Form 4 filed February 15, 2022. (F4) The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2023-02-13 | M | D | 2,815 | $0.00 | 7,577 | D | $9.53 · — to 2032-01-04 | 2,815 Class A Common Stock | (F5) The option became exercisable for 25% of the shares on January 4, 2023, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on January 4, 2026. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2023-02-13 | M | D | 12,269 | $0.00 | 5,051 | D | $6.41 · — to 2031-03-31 | 12,269 Class A Common Stock | (F2) The Number of Derivatives Disposed of and Number of Derivative Securities Beneficially owned following reported transaction were inaccurately reported on Form 4 filed February 15, 2022. (F3) The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024. |