Form 4 for SMR NUSCALE POWER Corp
Accepted 2023-03-10 00:00:00 ET · period of report 2023-03-10 · accession 0001822966-23-000047 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-10 | 2023-03-10 | SMR | Murgo Rudy | Treas | S - Sale+OE | $9.66 | -800 | 7,128 | -10% | -$7,728 |
| DM | 2023-03-10 | 2023-03-10 | SMR | Murgo Rudy | Treas | M - OptEx | $7.13 | +937 | 7,352 | +15% | +$6,680 |
| DM | 2023-03-10 | 2023-03-10 | SMR | Murgo Rudy | Treas | M - OptEx | $0.00 | -937 | 11.2K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-10 | S | D | 800 | $9.66 | 7,128 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 to $9.66, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2023-03-10 | M | A | 216 | $9.53 | 7,928 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-03-10 | M | A | 360 | $6.41 | 7,712 | D | — | — | |
| 4 | Common | Class A Common Stock | 2023-03-10 | M | A | 361 | $6.41 | 7,352 | D | — | — | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2023-03-10 | M | D | 216 | $0.00 | 7,361 | D | $9.53 · — to 2032-01-04 | 216 Class A Common Stock | (F4) The option became exercisable for 25% of the shares on January 4, 2023, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on January 4, 2026. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2023-03-10 | M | D | 361 | $0.00 | 4,690 | D | $6.41 · — to 2031-03-31 | 361 Class A Common Stock | (F2) The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2023-03-10 | M | D | 360 | $0.00 | 11,187 | D | $6.41 · — to 2031-10-07 | 360 Class A Common Stock | (F3) The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025. |