Form 4 for SMR NUSCALE POWER Corp
Accepted 2023-04-11 00:00:00 ET · period of report 2023-04-10 · accession 0001822966-23-000078 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-11 | 2023-04-10 | SMR | Murgo Rudy | Treas | M - OptEx | $6.41 | +722 | 7,850 | +10% | +$4,628 |
| D | 2023-04-11 | 2023-04-10 | SMR | Murgo Rudy | Treas | S - Sale+OE | $8.25 | -622 | 7,228 | -8% | -$5,132 |
| DM | 2023-04-11 | 2023-04-10 | SMR | Murgo Rudy | Treas | M - OptEx | $6.41 | -722 | 4,329 | -14% | -$4,628 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-04-10 | M | A | 361 | $6.41 | 7,489 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-04-10 | S | D | 622 | $8.25 | 7,228 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-04-10 | M | A | 361 | $6.41 | 7,850 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-04-10 | M | D | 361 | $6.41 | 10,826 | D | $6.41 · — to 2031-10-07 | 361 Class A Common Stock | (F2) The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2023-04-10 | M | D | 361 | $6.41 | 4,329 | D | $6.41 · — to 2031-03-31 | 361 Class A Common Stock | (F1) The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024. |