Form 4 for SMR NUSCALE POWER Corp
Accepted 2023-05-16 00:00:00 ET · period of report 2023-05-12 · accession 0001822966-23-000103 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-16 | 2023-05-12+ | SMR | Adelman Julie | Ctrl | M - OptEx | $8.30 | +3,813 | 1,907 | New | +$31.6K |
| D | 2023-05-16 | 2023-05-15 | SMR | Adelman Julie | Ctrl | S - Sale+OE | $8.27 | -724 | 1,183 | -38% | -$5,987 |
| DM | 2023-05-16 | 2023-05-12+ | SMR | Adelman Julie | Ctrl | M - OptEx | $0.00 | -3,813 | 28.8K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-15 | M | A | 1,906 | $8.30 | 3,089 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-05-15 | S | D | 724 | $8.27 | 1,183 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-05-12 | M | A | 1,907 | $8.30 | 1,907 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2023-05-15 | M | D | 1,906 | $0.00 | 26,870 | D | — · — to — | 1,906 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F3) On July 8, 2022, the reporting person was granted 17,157 shares of restricted stock units, vesting in three equal installments beginning on May 12, 2023. |
| 5 | Derivative | Restricted Stock Unit | 2023-05-12 | M | D | 1,907 | $0.00 | 28,776 | D | — · — to — | 1,907 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F3) On July 8, 2022, the reporting person was granted 17,157 shares of restricted stock units, vesting in three equal installments beginning on May 12, 2023. |