Form 4 for SMR NUSCALE POWER Corp
Accepted 2023-05-16 00:00:00 ET · period of report 2023-05-12 · accession 0001822966-23-000108 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-16 | 2023-05-12+ | SMR | Feldman Karin | InterimChief Operating Off | M - OptEx | $8.30 | +8,715 | 6,371 | New | +$72.3K |
| D | 2023-05-16 | 2023-05-15 | SMR | Feldman Karin | InterimChief Operating Off | S - Sale+OE | $8.27 | -2,344 | 2,014 | -54% | -$19.4K |
| DM | 2023-05-16 | 2023-05-12+ | SMR | Feldman Karin | InterimChief Operating Off | M - OptEx | $0.00 | -8,715 | 69.9K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-12 | M | A | 4,358 | $8.30 | 4,358 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-05-15 | M | A | 4,357 | $8.30 | 6,371 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-05-15 | S | D | 2,344 | $8.27 | 2,014 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2023-05-15 | M | D | 4,357 | $0.00 | 65,553 | D | — · — to — | 4,357 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F3) On July 8, 2022, the reporting person was granted 39,216 restricted stock units, vesting in three equal installments beginning on the first anniversary of the merger on May 12, 2023. |
| 5 | Derivative | Restricted Stock Unit | 2023-05-12 | M | D | 4,358 | $0.00 | 69,910 | D | — · — to — | 4,358 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F3) On July 8, 2022, the reporting person was granted 39,216 restricted stock units, vesting in three equal installments beginning on the first anniversary of the merger on May 12, 2023. |