Form 4 for SMR NUSCALE POWER Corp
Accepted 2023-05-17 00:00:00 ET · period of report 2023-05-15 · accession 0001822966-23-000119 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-17 | 2023-05-15+ | SMR | Hopkins John Lawrence | CEO, Dir | M - OptEx | $8.12 | +32.7K | 27.6K | New | +$265.2K |
| D | 2023-05-17 | 2023-05-16 | SMR | Hopkins John Lawrence | CEO, Dir | S - Sale+OE | $8.05 | -5,114 | 11.2K | -31% | -$41.2K |
| DM | 2023-05-17 | 2023-05-15+ | SMR | Hopkins John Lawrence | CEO, Dir | M - OptEx | $0.00 | -32.7K | 250.8K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-15 | M | A | 16,340 | $8.30 | 16,340 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-05-16 | S | D | 5,114 | $8.05 | 11,226 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-05-16 | M | A | 16,340 | $7.93 | 27,566 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2023-05-16 | M | D | 16,340 | $0.00 | 234,455 | D | — · — to — | 16,340 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F3) On July 8, 2022, the reporting person was granted 147,059 restricted stock units to vest annually in three installments beginning on May 12, 2023. |
| 5 | Derivative | Restricted Stock Unit | 2023-05-15 | M | D | 16,340 | $0.00 | 250,795 | D | — · — to — | 16,340 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F3) On July 8, 2022, the reporting person was granted 147,059 restricted stock units to vest annually in three installments beginning on May 12, 2023. |