Form 4 for SMR NUSCALE POWER Corp
Accepted 2023-05-18 00:00:00 ET · period of report 2023-05-16 · accession 0001822966-23-000131 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-18 | 2023-05-16 | SMR | Hopkins John Lawrence | CEO, Dir | M - OptEx | $8.30 | +16.3K | 43.9K | +59% | +$135.6K |
| D | 2023-05-18 | 2023-05-17 | SMR | Hopkins John Lawrence | CEO, Dir | S - Sale+OE | $8.00 | -4,919 | 39.0K | -11% | -$39.4K |
| D | 2023-05-18 | 2023-05-16 | SMR | Hopkins John Lawrence | CEO, Dir | M - OptEx | $0.00 | -16.3K | 218.1K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-16 | M | A | 16,340 | $8.30 | 43,906 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-05-17 | S | D | 4,919 | $8.00 | 38,987 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-05-16 | M | D | 16,340 | $0.00 | 218,115 | D | — · — to — | 16,340 Class A Common Stock | (F2) Each restricted stock unit represents the right to receive, at settlement, one share of Class A Common Stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. (F3) On July 8, 2022, the reporting person was granted 147,059 restricted stock units to vest annually in three installments beginning on May 12, 2023. |