Form 4 for SMR NUSCALE POWER Corp
Accepted 2023-05-18 00:00:00 ET · period of report 2023-05-16 · accession 0001822966-23-000133 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-18 | 2023-05-16 | SMR | Colbert Chris | CFO | M - OptEx | $7.93 | +10.9K | 23.1K | +90% | +$86.4K |
| DM | 2023-05-18 | 2023-05-16+ | SMR | Colbert Chris | CFO | S - Sale+OE | $8.03 | -7,349 | 12.2K | -38% | -$59.0K |
| D | 2023-05-18 | 2023-05-16 | SMR | Colbert Chris | CFO | M - OptEx | $0.00 | -10.9K | 146.8K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-16 | M | A | 10,893 | $7.93 | 23,056 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-05-17 | S | D | 3,603 | $8.00 | 19,453 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-05-16 | S | D | 3,746 | $8.05 | 12,163 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2023-05-16 | M | D | 10,893 | $0.00 | 146,787 | D | — · — to — | 10,893 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F3) On July 8, 2022, the reporting person was granted 98,039 restricted stock units to vest annually in three installments beginning on May 12, 2023. |