Form 4 for SMR NUSCALE POWER Corp
Accepted 2023-05-31 00:00:00 ET · period of report 2022-12-01 · accession 0001822966-23-000149 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-31 | 2023-03-01+ | SMR | Chung Bum-Jin | Dir | M - OptEx | $0.00 | +4,409 | 4,409 | New | $0 |
| DM | 2023-05-31 | 2022-12-01+ | SMR | Chung Bum-Jin | Dir | A - Grant | $0.00 | +27.8K | 13.7K | New | $0 |
| DM | 2023-05-31 | 2023-03-01+ | SMR | Chung Bum-Jin | Dir | M - OptEx | $0.00 | -4,409 | 9,250 | -32% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-01 | M | A | 2,676 | $0.00 | 2,676 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-05-26 | M | A | 1,733 | $0.00 | 4,409 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-05-26 | A | A | 14,120 | $0.00 | 14,120 | D | — · — to — | 14,120 Class A Common Stock | (F3) On May 26, 2023, the board awarded 14,120 restricted stock units as the annual award that will vest quarterly beginning August 26, 2023, until it is vested after one year. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service. (F1) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. |
| 4 | Derivative | Restricted Stock Unit | 2023-03-01 | M | D | 2,676 | $0.00 | 10,983 | D | — · — to — | 1,835 Class A Common Stock | (F2) On December 1, 2022, Mr. Chung joined the board. The board awarded him 7,339 restricted stock units as the 2022 annual award that will vest quarterly beginning March 1, 2023, until it is vested after one year, and 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service. On May 26, 2023, the board approved the accelerated vesting of all shares under the annual award through May 26, 2023, and canceled the remainder of the award. (F1) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. |
| 5 | Derivative | Restricted Stock Unit | 2023-05-26 | M | D | 1,733 | $0.00 | 9,250 | D | — · — to — | 1,733 Class A Common Stock | (F2) On December 1, 2022, Mr. Chung joined the board. The board awarded him 7,339 restricted stock units as the 2022 annual award that will vest quarterly beginning March 1, 2023, until it is vested after one year, and 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service. On May 26, 2023, the board approved the accelerated vesting of all shares under the annual award through May 26, 2023, and canceled the remainder of the award. (F1) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. |
| 6 | Derivative | Restricted Stock Unit | 2022-12-01 | A | A | 13,659 | $0.00 | 13,659 | D | — · — to — | 13,659 Class A Common Stock | (F2) On December 1, 2022, Mr. Chung joined the board. The board awarded him 7,339 restricted stock units as the 2022 annual award that will vest quarterly beginning March 1, 2023, until it is vested after one year, and 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service. On May 26, 2023, the board approved the accelerated vesting of all shares under the annual award through May 26, 2023, and canceled the remainder of the award. (F1) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. |