Form 4 for SMR NUSCALE POWER Corp
Accepted 2023-06-22 00:00:00 ET · period of report 2023-06-21 · accession 0001822966-23-000173 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-22 | 2023-06-21 | SMR | Fujino Shinji | Dir | M - OptEx | $7.59 | +841 | 5,249 | +19% | +$6,383 |
| D | 2023-06-22 | 2023-06-21 | SMR | Fujino Shinji | Dir | M - OptEx | $0.00 | -841 | 8,410 | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-06-21 | M | A | 841 | $7.59 | 5,249 | D | — | — | (F1) The amount beneficially owned was previously over reported by one share. Mr. Fujino beneficially owns 5249 shares. (F2) The reported transaction involves the vesting and settlement of 841 restricted stock units (RSUs) previously reported in Table II of Form 4. |
| 2 | Derivative | Restricted Stock Unit | 2023-06-21 | M | D | 841 | $0.00 | 8,410 | D | $0.00 · — to — | 841 Class A Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F4) On December 1, 2022, Mr. Fujino joined the board and was awarded 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service. |