Form 4 for SMR NUSCALE POWER Corp
Accepted 2023-08-23 00:00:00 ET · period of report 2023-08-22 · accession 0001822966-23-000213 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-23 | 2023-08-22 | SMR | Adelman Julie | Senior Dir, Accounting | F - Tax | $6.43 | -4,721 | 22.3K | -17% | -$30.4K |
| DM | 2023-08-23 | 2023-08-22 | SMR | Adelman Julie | Senior Dir, Accounting | M - OptEx | $0.64 | +23.5K | 15.1K | New | +$15.0K |
| DM | 2023-08-23 | 2023-08-22 | SMR | Adelman Julie | Senior Dir, Accounting | M - OptEx | $0.00 | -23.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-08-22 | F | D | 1,183 | $6.43 | 25,840 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-08-22 | F | D | 3,538 | $6.43 | 22,302 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-08-22 | M | A | 11,890 | $0.64 | 27,023 | D | — | — | |
| 4 | Common | Class A Common Stock | 2023-08-22 | M | A | 11,595 | $0.64 | 15,133 | D | — | — | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2023-08-22 | M | D | 11,595 | $0.00 | 11,890 | D | $0.64 · — to 2023-09-13 | 11,595 Class A Common Stock | (F1) The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017. Exercised in two tranches |
| 6 | Derivative | Employee Stock Option (right to buy) | 2023-08-22 | M | D | 11,890 | $0.00 | 0 | D | $0.64 · — to 2023-09-13 | 11,890 Class A Common Stock | (F1) The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017. Exercised in two tranches |