Form 4 for SMR NUSCALE POWER Corp
Accepted 2023-11-21 00:00:00 ET · period of report 2022-08-04 · accession 0001822966-23-000262 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-11-21 | 2023-08-09 | SMR | Mundy Thomas P | Pres, VOYGR Services | S - Sale+OE | $7.11 | -31 | 125 | -20% | -$220.41 |
| DI | 2023-11-21 | 2023-11-17 | SMR | Mundy Thomas P | Pres, VOYGR Services | P - Purchase | $2.31 | +100 | 225 | +80% | +$231 |
| DI | 2023-11-21 | 2023-08-08 | SMR | Mundy Thomas P | Pres, VOYGR Services | M - OptEx | $6.91 | +84 | 156 | +117% | +$580.44 |
| DMI | 2023-11-21 | 2022-08-04+ | SMR | Mundy Thomas P | Pres, VOYGR Services | A - Grant | $0.00 | +743 | 493 | New | $0 |
| DI | 2023-11-21 | 2023-08-08 | SMR | Mundy Thomas P | Pres, VOYGR Services | M - OptEx | $0.00 | -84 | 166 | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-08-09 | S | D | 31 | $7.11 | 125 | I By daughter, Katherine Mundy | — | — | |
| 2 | Common | Class A Common Stock | 2023-11-17 | P | A | 100 | $2.31 | 225 | I By daughter, Katherine Mundy | — | — | |
| 3 | Common | Class A Common Stock | 2023-08-08 | M | A | 84 | $6.91 | 156 | I By daughter, Katherine Mundy | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2022-08-04 | A | A | 250 | $0.00 | 250 | I by daughter, Katherine Mundy | — · — to — | 250 Class A Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F2) The restricted stock units were granted August 4, 2022. and will vest in three annual installments beginning August 4, 2023. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. |
| 5 | Derivative | Restricted Stock Unit | 2023-08-08 | M | D | 84 | $0.00 | 166 | I by daughter, Katherine Mundy | — · — to — | 84 Class A Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F2) The restricted stock units were granted August 4, 2022. and will vest in three annual installments beginning August 4, 2023. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. |
| 6 | Derivative | Restricted Stock Unit | 2023-02-28 | A | A | 493 | $0.00 | 493 | I by daughter, Katherine Mundy | — · — to — | 493 Class A Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F3) The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. |