Form 4 for SMR NUSCALE POWER Corp
Accepted 2024-03-01 00:00:00 ET · period of report 2024-02-28 · accession 0001822966-24-000012 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-01 | 2024-02-29 | SMR | Temple Robert K | GC | S - Sale+OE | $3.12 | -9,589 | 19.1K | -33% | -$29.9K |
| D | 2024-03-01 | 2024-02-28 | SMR | Temple Robert K | GC | M - OptEx | — | +26.6K | 28.6K | +1,331% | — |
| D | 2024-03-01 | 2024-02-28 | SMR | Temple Robert K | GC | M - OptEx | $0.00 | -26.6K | 53.3K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-02-29 | S | D | 9,589 | $3.12 | 19,053 | D | — | — | (F2) The sales reported on this Form 4 represent shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. |
| 2 | Common | Class A Common Stock | 2024-02-28 | M | A | 26,641 | — | 28,642 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Unit | 2024-02-28 | M | D | 26,641 | $0.00 | 53,281 | D | — · — to — | 26,641 Class A Common Stock | (F4) Form 4 filed on March 3, 2023, inaccurately reported the number of restricted stock units granted as 81,428. The correct amount acquired was 79,922. The number of remaining derivative securities owned accurately reflects the balance of this grant. (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) On July 8, 2022, the reporting person was granted restricted stock units vesting annually in three equal installments beginning on May 2, 2023. |