Form 4 for SMR NUSCALE POWER Corp
Accepted 2024-03-01 00:00:00 ET · period of report 2024-02-28 · accession 0001822966-24-000014 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-01 | 2024-02-28 | SMR | Scott Clayton | Chief Commercial Off | M - OptEx | — | +19.1K | 34.8K | +121% | — |
| D | 2024-03-01 | 2024-02-29 | SMR | Scott Clayton | Chief Commercial Off | S - Sale+OE | $3.12 | -6,929 | 27.9K | -20% | -$21.6K |
| D | 2024-03-01 | 2024-02-28 | SMR | Scott Clayton | Chief Commercial Off | M - OptEx | $0.00 | -19.1K | 38.1K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-02-28 | M | A | 19,055 | — | 34,793 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Class A Common Stock | 2024-02-29 | S | D | 6,929 | $3.12 | 27,864 | D | — | — | (F2) The sales reported on this Form 4 represent shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. |
| 3 | Derivative | Restricted Stock Unit | 2024-02-28 | M | D | 19,055 | $0.00 | 38,108 | D | — · — to — | 19,055 Class A Common Stock | (F4) Form 4 filed on March 3, 2023, inaccurately reported the number of restricted stock units granted as 58,240. The correct amount acquired was 57,163. The number of remaining derivative securities owned accurately reflects the balance following this grant. (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The restricted stock units were granted February 28, 2023, and vest in three annual installments beginning on the anniversary of the grant date. |