Form 4 for SMR NUSCALE POWER Corp

Accepted 2024-03-01 00:00:00 ET · period of report 2024-02-28 · accession 0001822966-24-000016 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2024-03-01	2024-02-29	SMR	Hopkins John Lawrence	CEO, Dir	S - Sale+OE	$3.12	-13.5K	59.8K	-18%	-$42.0K
D	2024-03-01	2024-02-28	SMR	Hopkins John Lawrence	CEO, Dir	M - OptEx	—	+39.3K	73.2K	+116%	—
D	2024-03-01	2024-02-28	SMR	Hopkins John Lawrence	CEO, Dir	M - OptEx	$0.00	-39.3K	78.6K	-33%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2024-02-29	S	D	13,451	$3.12	59,768	D	—	—	(F2) The sales reported on this Form 4 represent shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
2	Common	Class A Common Stock	2024-02-28	M	A	39,285	—	73,219	D	—	—	(F1) Restricted stock units convert into common stock on a one-for-one basis.
3	Derivative	Restricted Stock Unit	2024-02-28	M	D	39,285	$0.00	78,569	D	— · — to —	39,285 Class A Common Stock	(F4) Form 4 filed on March 3, 2023, inaccurately reported the number of restricted stock units granted as 120,076. The correct amount acquired was 117,854. The number of remaining derivative securities owned accurately reflects the balance following this grant. (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) On February 28, 2023, the reporting person was granted 117,854 restricted stock units, vesting in three annual installments beginning on the anniversary of the grant date.