Form 4 for SMR NUSCALE POWER Corp
Accepted 2024-05-06 00:00:00 ET · period of report 2024-05-02 · accession 0001822966-24-000054 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-06 | 2024-05-03+ | SMR | Temple Robert K | GC | S - Sale+OE | $6.06 | -32.7K | 19.1K | -63% | -$198.1K |
| D | 2024-05-06 | 2024-05-02 | SMR | Temple Robert K | GC | M - OptEx | $0.00 | +32.7K | 51.7K | +172% | $0 |
| D | 2024-05-06 | 2024-05-02 | SMR | Temple Robert K | GC | M - OptEx | $0.00 | -32.7K | 32.7K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-05-03 | S | D | 8,873 | $6.04 | 42,860 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-05-02 | M | A | 32,680 | $0.00 | 51,733 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-05-06 | S | D | 23,806 | $6.07 | 19,054 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $6.29, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 4 | Derivative | Restricted Stock Unit | 2024-05-02 | M | D | 32,680 | $0.00 | 32,679 | D | — · — to — | 32,680 Class A Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F5) On July 8, 2022, the reporting person was granted 98,039 restricted stock units, vesting in three annual installments beginning on May 2, 2023. |