Form 4 for SMR NUSCALE POWER Corp
Accepted 2024-05-06 00:00:00 ET · period of report 2024-05-02 · accession 0001822966-24-000060 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-05-06 | 2024-05-03 | SMR | Reyes Jose N Jr | CTO | S - Sale+OE | $6.04 | -15.8K | 478.3K | -3% | -$95.3K |
| DI | 2024-05-06 | 2024-05-02 | SMR | Reyes Jose N Jr | CTO | M - OptEx | $0.00 | +32.7K | 494.1K | +7% | $0 |
| D | 2024-05-06 | 2024-05-02 | SMR | Reyes Jose N Jr | CTO | M - OptEx | $0.00 | -32.7K | 32.7K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-05-03 | S | D | 15,776 | $6.04 | 478,306 | I By Jose N. Reyes, Jr. Trust, dated August 2, 2021 | — | — | |
| 2 | Common | Class A Common Stock | 2024-05-02 | M | A | 32,680 | $0.00 | 494,082 | I By Jose N. Reyes, Jr. Trust, dated August 2, 2021 | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2024-05-02 | M | D | 32,680 | $0.00 | 32,679 | D | — · — to — | 32,680 Class A Common Stock | (F2) Restricted stock units convert into common stock on a one for one basis. (F3) On July 8, 2022, the reporting person was granted 98,039 restricted stock units, vesting in three equal installments beginning on May 2, 2023. |