Form 4 for SMR NUSCALE POWER Corp
Accepted 2024-08-15 00:00:00 ET · period of report 2024-08-13 · accession 0001822966-24-000117 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-15 | 2024-08-13+ | SMR | Temple Robert K | Retired | S - Sale+OE | $10.02 | -100.0K | 19.1K | -84% | -$1.00M |
| DM | 2024-08-15 | 2024-08-13+ | SMR | Temple Robert K | Retired | M - OptEx | $3.41 | +100.0K | 69.1K | New | +$341.0K |
| DM | 2024-08-15 | 2024-08-13+ | SMR | Temple Robert K | Retired | M - OptEx | $0.00 | -100.0K | 194.6K | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-08-14 | S | D | 50,000 | $10.00 | 19,054 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to 10.03, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2024-08-14 | M | A | 50,000 | $3.41 | 69,054 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-08-13 | M | A | 50,000 | $3.41 | 69,054 | D | — | — | |
| 4 | Common | Class A Common Stock | 2024-08-13 | S | D | 50,000 | $10.03 | 19,054 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.02 to 10.09, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2024-08-14 | M | D | 50,000 | $0.00 | 144,627 | D | $3.41 · — to 2028-02-14 | 50,000 Class A Common Stock | (F3) The option became exercisable for 25% of the shares on March 1, 2018, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on March 1, 2021. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2024-08-13 | M | D | 50,000 | $0.00 | 194,627 | D | $3.41 · — to 2028-02-14 | 50,000 Class A Common Stock | (F3) The option became exercisable for 25% of the shares on March 1, 2018, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on March 1, 2021. |