Form 4 for SMR NUSCALE POWER Corp
Accepted 2024-09-24 00:00:00 ET · period of report 2024-09-20 · accession 0001822966-24-000123 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-24 | 2024-09-20 | SMR | Temple Robert K | Retired | M - OptEx | $3.41 | +144.6K | 158.7K | +1,029% | +$493.2K |
| D | 2024-09-24 | 2024-09-20 | SMR | Temple Robert K | Retired | S - Sale+OE | $10.90 | -144.6K | 14.1K | -91% | -$1.58M |
| D | 2024-09-24 | 2024-09-20 | SMR | Temple Robert K | Retired | M - OptEx | $0.00 | -144.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-09-20 | M | A | 144,627 | $3.41 | 158,681 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-09-20 | S | D | 144,627 | $10.90 | 14,054 | D | — | — | |
| 3 | Derivative | Employee Stock Option (right to buy) | 2024-09-20 | M | D | 144,627 | $0.00 | 0 | D | $3.41 · — to 2028-02-14 | 144,627 Class A Common Stock | (F1) The option became exercisable for 25% of the shares on March 1, 2018, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on March 1, 2021. |