Form 4 for SMR NUSCALE POWER Corp
Accepted 2024-09-27 00:00:00 ET · period of report 2024-09-25 · accession 0001822966-24-000125 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-27 | 2024-09-25 | SMR | Temple Robert K | Retired | S - Sale+OE | $12.00 | -75.0K | 14.1K | -84% | -$900.0K |
| D | 2024-09-27 | 2024-09-25 | SMR | Temple Robert K | Retired | M - OptEx | $6.41 | +75.0K | 89.1K | +534% | +$480.8K |
| D | 2024-09-27 | 2024-09-25 | SMR | Temple Robert K | Retired | M - OptEx | $0.00 | -75.0K | 115.9K | -39% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-09-25 | S | D | 75,000 | $12.00 | 14,054 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-09-25 | M | A | 75,000 | $6.41 | 89,054 | D | — | — | |
| 3 | Derivative | Employee Stock Option (right to buy) | 2024-09-25 | M | D | 75,000 | $0.00 | 115,866 | D | $6.41 · — to 2031-03-31 | 75,000 Class A Common Stock | (F1) The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on April 1, 2024. |