Form 4 for SMR NUSCALE POWER Corp
Accepted 2024-12-03 00:00:00 ET · period of report 2024-11-29 · accession 0001822966-24-000152 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-03 | 2024-11-29 | SMR | Engel Jacqueline F. | Interim VP, Accounting | M - OptEx | $4.39 | +18.2K | 6,399 | New | +$79.8K |
| D | 2024-12-03 | 2024-11-29 | SMR | Engel Jacqueline F. | Interim VP, Accounting | S - Sale+OE | $29.00 | -18.2K | 3,801 | -83% | -$527.4K |
| DM | 2024-12-03 | 2024-11-29 | SMR | Engel Jacqueline F. | Interim VP, Accounting | M - OptEx | $0.00 | -18.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-11-29 | M | A | 6,062 | $6.41 | 21,987 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-11-29 | M | A | 7,794 | $3.41 | 15,925 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-11-29 | M | A | 1,732 | $3.41 | 8,131 | D | — | — | |
| 4 | Common | Class A Common Stock | 2024-11-29 | M | A | 2,598 | $3.24 | 6,399 | D | — | — | |
| 5 | Common | Class A Common Stock | 2024-11-29 | S | D | 18,186 | $29.00 | 3,801 | D | — | — | (F1) Multiple lots for the same price have been combined. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2024-11-29 | M | D | 2,598 | $0.00 | 0 | D | $3.24 · — to 2026-08-01 | 2,598 Class A Common Stock | (F2) The option, representing the right to purchase a total of 2,598 shares, became fully exercisable on April 1, 2020. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2024-11-29 | M | D | 6,062 | $0.00 | 0 | D | $6.41 · — to 2031-03-31 | 6,062 Class A Common Stock | (F5) The option, representing the right to purchase a total of 6,062 shares, became fully exercisable on April 1, 2024. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2024-11-29 | M | D | 7,794 | $0.00 | 0 | D | $3.41 · — to 2028-02-14 | 7,794 Class A Common Stock | (F4) The option, representing the right to purchase a total of 7,794 shares, became fully exercisable on March 1, 2021. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2024-11-29 | M | D | 1,732 | $0.00 | 0 | D | $3.41 · — to 2027-07-28 | 1,732 Class A Common Stock | (F3) The option, representing the right to purchase a total of 1,732 shares, became fully exercisable on May 1, 2021. |