Form 4 for SMR NUSCALE POWER Corp
Accepted 2025-01-06 00:00:00 ET · period of report 2025-01-02 · accession 0001822966-25-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-01-06 | 2025-01-02 | SMR | Hopkins John Lawrence | CEO, Dir | S - Sale+OE | $18.04 | -664.6K | 34.7K | -95% | -$11.99M |
| D | 2025-01-06 | 2025-01-02 | SMR | Hopkins John Lawrence | CEO, Dir | M - OptEx | $3.41 | +664.6K | 699.2K | +1,917% | +$2.27M |
| D | 2025-01-06 | 2025-01-02 | SMR | Hopkins John Lawrence | CEO, Dir | M - OptEx | $0.00 | -664.6K | 664.6K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-01-02 | S | D | 664,568 | $18.04 | 34,675 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.225 to $18.74, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2025-01-02 | M | A | 664,568 | $3.41 | 699,243 | D | — | — | |
| 3 | Derivative | Employee Stock Option (right to buy) | 2025-01-02 | M | D | 664,568 | $0.00 | 664,568 | D | $3.41 · 2022-03-01 to 2028-02-14 | 664,568 Class A Common Stock |