Form 4 for SMR NUSCALE POWER Corp
Accepted 2025-03-04 00:00:00 ET · period of report 2025-02-28 · accession 0001822966-25-000034 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-03-04 | 2025-03-03 | SMR | Engel Jacqueline F. | Interim VP, Accounting | S - Sale+OE | $16.71 | -10.6K | 34.8K | -23% | -$178.0K |
| DM | 2025-03-04 | 2025-02-28 | SMR | Engel Jacqueline F. | Interim VP, Accounting | M - OptEx | $0.00 | +33.6K | 5,165 | New | $0 |
| DM | 2025-03-04 | 2025-02-28 | SMR | Engel Jacqueline F. | Interim VP, Accounting | M - OptEx | $0.00 | -33.6K | 62.5K | -35% | $0 |
| D | 2025-03-04 | 2025-02-28 | SMR | Engel Jacqueline F. | Interim VP, Accounting | A - Grant | $0.00 | +23.3K | 23.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-03-03 | S | D | 9,003 | $16.45 | 25,767 | D | — | — | (F2) The sales reported on this row represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. |
| 2 | Common | Class A Common Stock | 2025-02-28 | M | A | 31,250 | $0.00 | 36,415 | D | — | — | |
| 3 | Common | Class A Common Stock | 2025-02-28 | M | A | 2,371 | $0.00 | 5,165 | D | — | — | |
| 4 | Common | Class A Common Stock | 2025-03-03 | S | D | 1,645 | $18.15 | 34,770 | D | — | — | (F1) This transaction is pursuant to a 10b5-1 Plan adopted August 30, 2024. |
| 5 | Derivative | Restricted Stock Unit | 2025-02-28 | M | D | 2,371 | $0.00 | 2,370 | D | $0.00 · — to — | 2,371 Class A Common Stock | (F3) Restricted stock units convert into Class A Common Stock on a one-for-one basis. (F4) On February 28, 2023, the reporting person was granted 7,112 restricted stock units, vesting annually in three equal installments beginning on February 28, 2024. |
| 6 | Derivative | Restricted Stock Unit | 2025-02-28 | M | D | 31,250 | $0.00 | 62,500 | D | $0.00 · — to — | 31,250 Class A Common Stock | (F3) Restricted stock units convert into Class A Common Stock on a one-for-one basis. (F5) On February 28, 2024, the reporting person was granted 93,750 restricted stock units, vesting annually in three equal installments beginning on February 28, 2025. |
| 7 | Derivative | Restricted Stock Unit | 2025-02-28 | A | A | 23,269 | $0.00 | 23,269 | D | $0.00 · — to — | 23,269 Class A Common Stock | (F3) Restricted stock units convert into Class A Common Stock on a one-for-one basis. (F6) On February 28, 2025, the reporting person was granted 23,269 restricted stock units, vesting annually in three equal installments beginning on February 28, 2026. |