Form 4 for SMR NUSCALE POWER Corp
Accepted 2025-03-04 00:00:00 ET · period of report 2025-02-28 · accession 0001822966-25-000036 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2025-03-04 | 2025-03-03 | SMR | Reyes Jose N Jr | CTO | S - Sale+OE | $16.45 | -20.0K | 516.2K | -4% | -$328.8K |
| DMI | 2025-03-04 | 2025-02-28 | SMR | Reyes Jose N Jr | CTO | M - OptEx | $0.00 | +57.9K | 504.9K | +13% | $0 |
| DM | 2025-03-04 | 2025-02-28 | SMR | Reyes Jose N Jr | CTO | M - OptEx | $0.00 | -57.9K | 62.5K | -48% | $0 |
| D | 2025-03-04 | 2025-02-28 | SMR | Reyes Jose N Jr | CTO | A - Grant | $0.00 | +46.5K | 46.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-03-03 | S | D | 19,990 | $16.45 | 516,207 | I By Jose N. Reyes, Jr. Trust, dated August 2, 2021 | — | — | (F1) The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. |
| 2 | Common | Class A Common Stock | 2025-02-28 | M | A | 31,250 | $0.00 | 536,197 | I By Jose N. Reyes, Jr. Trust, dated August 2, 2021 | — | — | |
| 3 | Common | Class A Common Stock | 2025-02-28 | M | A | 26,641 | $0.00 | 504,947 | I By Jose N. Reyes, Jr. Trust, dated August 2, 2021 | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2025-02-28 | M | D | 26,641 | $0.00 | 26,640 | D | — · — to — | 26,641 Class A Common Stock | (F2) Restricted stock units convert into Class A Common Stock on a one-for-one basis. (F3) On February 28, 2023, the reporting person was granted 79,922 restricted stock units, vesting annually in three equal installments beginning on February 28, 2024. |
| 5 | Derivative | Restricted Stock Unit | 2025-02-28 | M | D | 31,250 | $0.00 | 62,500 | D | — · — to — | 31,250 Class A Common Stock | (F2) Restricted stock units convert into Class A Common Stock on a one-for-one basis. (F4) On February 28, 2024, the reporting person was granted 93,750 restricted stock units, vesting annually in three equal installments beginning on February 28, 2025. |
| 6 | Derivative | Restricted Stock Unit | 2025-02-28 | A | A | 46,538 | $0.00 | 46,538 | D | — · — to — | 46,538 Class A Common Stock | (F2) Restricted stock units convert into Class A Common Stock on a one-for-one basis. (F5) On February 28, 2025, the reporting person was granted 46,538 restricted stock units, vesting annually in three equal installments beginning on February 28, 2026. |