Form 4 for SMR NUSCALE POWER Corp
Accepted 2025-05-06 00:00:00 ET · period of report 2025-05-02 · accession 0001822966-25-000078 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-05-06 | 2025-05-05+ | SMR | Engel Jacqueline F. | Interim VP, Accounting | S - Sale+OE | $16.86 | -2,783 | 0 | -100% | -$46.9K |
| D | 2025-05-06 | 2025-05-02 | SMR | Engel Jacqueline F. | Interim VP, Accounting | M - OptEx | $0.00 | +1,634 | 2,783 | +142% | $0 |
| D | 2025-05-06 | 2025-05-02 | SMR | Engel Jacqueline F. | Interim VP, Accounting | M - OptEx | $0.00 | -1,634 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-05-05 | S | D | 416 | $16.78 | 2,367 | D | — | — | (F1) This transaction represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. |
| 2 | Common | Class A Common Stock | 2025-05-05 | S | D | 1,149 | $17.00 | 1,218 | D | — | — | (F2) This transaction is pursuant to a 10b5-1 plan. |
| 3 | Common | Class A Common Stock | 2025-05-06 | S | D | 1,218 | $16.75 | 0 | D | — | — | (F2) This transaction is pursuant to a 10b5-1 plan. |
| 4 | Common | Class A Common Stock | 2025-05-02 | M | A | 1,634 | $0.00 | 2,783 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit | 2025-05-02 | M | D | 1,634 | $0.00 | 0 | D | — · — to — | 1,634 Class A Common Stock | (F3) Restricted stock units convert to Class A Common Stock on a one-for-one basis. (F4) On July 8, 2022, the reporting person was granted 4,092 restricted stock units, vesting in three equal installments beginning on the first anniversary of the merger on May 2, 2023. |