Form 4 for SMR NUSCALE POWER Corp
Accepted 2026-03-03 00:00:00 ET · period of report 2026-02-28 · accession 0001822966-26-000025 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2026-03-03 | 2026-03-02 | SMR | Reyes Jose N Jr | CTO | S - Sale+OE | $12.22 | -26.0K | 268.1K | -9% | -$317.1K |
| DMI | 2026-03-03 | 2026-03-02 | SMR | Reyes Jose N Jr | CTO | M - OptEx | — | +73.4K | 278.5K | +36% | — |
| DM | 2026-03-03 | 2026-03-02 | SMR | Reyes Jose N Jr | CTO | M - OptEx | $0.00 | -73.4K | 0 | -100% | $0 |
| D | 2026-03-03 | 2026-02-28 | SMR | Reyes Jose N Jr | CTO | A - Grant | $0.00 | +89.5K | 89.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-03-02 | S | D | 25,951 | $12.22 | 268,081 | I By Jose N. Reyes, Jr. Trust, dated August 2, 2021 | — | — | (F2) The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. |
| 2 | Common | Class A Common Stock | 2026-03-02 | M | A | 15,512 | — | 294,032 | I By Jose N. Reyes, Jr. Trust, dated August 2, 2021 | — | — | (F1) Restricted Stock Units convert into Class A Common stock on a one-for-one basis. |
| 3 | Common | Class A Common Stock | 2026-03-02 | M | A | 26,640 | — | 247,270 | I By Jose N. Reyes, Jr. Trust, dated August 2, 2021 | — | — | (F1) Restricted Stock Units convert into Class A Common stock on a one-for-one basis. |
| 4 | Common | Class A Common Stock | 2026-03-02 | M | A | 31,250 | — | 278,520 | I By Jose N. Reyes, Jr. Trust, dated August 2, 2021 | — | — | (F1) Restricted Stock Units convert into Class A Common stock on a one-for-one basis. |
| 5 | Derivative | Restricted Stock Unit | 2026-03-02 | M | D | 15,512 | $0.00 | 31,026 | D | — · — to — | 15,512 Class A Common Stock | (F1) Restricted Stock Units convert into Class A Common stock on a one-for-one basis. (F5) On February 28, 2025, the reporting person was granted 46,538 restricted stock units, vesting annually in three installments beginning on the anniversary of the grant date. |
| 6 | Derivative | Restricted Stock Unit | 2026-03-02 | M | D | 31,250 | $0.00 | 31,250 | D | — · — to — | 31,250 Class A Common Stock | (F1) Restricted Stock Units convert into Class A Common stock on a one-for-one basis. (F4) On February 28, 2024, the reporting person was granted 93,750 restricted stock units, vesting annually in three installments beginning on the anniversary of the grant date. |
| 7 | Derivative | Restricted Stock Unit | 2026-02-28 | A | A | 89,494 | $0.00 | 89,494 | D | — · — to — | 89,494 Class A Common Stock | (F1) Restricted Stock Units convert into Class A Common stock on a one-for-one basis. (F6) On February 28, 2026, the reporting person was granted 89,494 restricted stock units, vesting annually in three installments beginning on the anniversary of the grant date. |
| 8 | Derivative | Restricted Stock Unit | 2026-03-02 | M | D | 26,640 | $0.00 | 0 | D | — · — to — | 26,640 Class A Common Stock | (F1) Restricted Stock Units convert into Class A Common stock on a one-for-one basis. (F3) On February 28, 2023, the reporting person was granted 79,922 restricted stock units, vesting annually in three installments beginning on the anniversary of the grant date. |