Form 4 for SMR NUSCALE POWER Corp
Accepted 2026-03-03 00:00:00 ET · period of report 2026-02-28 · accession 0001822966-26-000029 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-03-03 | 2026-03-02 | SMR | Hopkins John Lawrence | CEO, Dir | M - OptEx | — | +199.7K | 199.7K | New | — |
| D | 2026-03-03 | 2026-03-03 | SMR | Hopkins John Lawrence | CEO, Dir | S - Sale+OE | $12.22 | -82.7K | 117.0K | -41% | -$1.01M |
| DM | 2026-03-03 | 2026-03-02 | SMR | Hopkins John Lawrence | CEO, Dir | M - OptEx | $0.00 | -199.7K | 104.2K | -66% | $0 |
| D | 2026-03-03 | 2026-02-28 | SMR | Hopkins John Lawrence | CEO, Dir | A - Grant | $0.00 | +275.5K | 275.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-03-02 | M | A | 104,167 | — | 143,451 | D | — | — | (F1) Restricted stock units convert into Class A Common stock on a one-for-one basis. |
| 2 | Common | Class A Common Stock | 2026-03-02 | M | A | 39,284 | — | 39,284 | D | — | — | (F1) Restricted stock units convert into Class A Common stock on a one-for-one basis. |
| 3 | Common | Class A Common Stock | 2026-03-03 | S | D | 82,667 | $12.22 | 117,018 | D | — | — | (F2) The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. |
| 4 | Common | Class A Common Stock | 2026-03-02 | M | A | 56,234 | — | 199,685 | D | — | — | (F1) Restricted stock units convert into Class A Common stock on a one-for-one basis. |
| 5 | Derivative | Restricted Stock Unit | 2026-03-02 | M | D | 39,284 | $0.00 | 0 | D | — · — to — | 39,284 Class A Common Stock | (F1) Restricted stock units convert into Class A Common stock on a one-for-one basis. (F3) On February 28, 2023, the reporting person was granted 117,854 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date. |
| 6 | Derivative | Restricted Stock Unit | 2026-03-02 | M | D | 56,234 | $0.00 | 112,468 | D | — · — to — | 56,234 Class A Common Stock | (F1) Restricted stock units convert into Class A Common stock on a one-for-one basis. (F5) On February 28, 2025, the reporting person was granted 168,702 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date. |
| 7 | Derivative | Restricted Stock Unit | 2026-02-28 | A | A | 275,486 | $0.00 | 275,486 | D | — · — to — | 275,486 Class A Common Stock | (F1) Restricted stock units convert into Class A Common stock on a one-for-one basis. (F6) On February 28, 2026, the reporting person was granted 275,486 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date. |
| 8 | Derivative | Restricted Stock Unit | 2026-03-02 | M | D | 104,167 | $0.00 | 104,167 | D | — · — to — | 104,167 Class A Common Stock | (F1) Restricted stock units convert into Class A Common stock on a one-for-one basis. (F4) On February 28, 2024, the reporting person was granted 312,500 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date. |