Form 4 for ALMU Aeluma, Inc.
Accepted 2026-09-23 19:18:19 ET · period of report 2026-09-21 · accession 0001822991-26-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-09-23 19:18 | 2026-09-21 | ALMU | Stewart Christopher P. | CFO | A - Grant | $0.00 | +19.9K | 19.9K | New | $0 |
| D | 2026-09-23 19:18 | 2026-09-21 | ALMU | Stewart Christopher P. | CFO | F - Tax | $13.61 | -1,450 | 18.5K | -7% | -$19.7K |
| D | 2026-09-23 19:18 | 2026-09-21 | ALMU | Stewart Christopher P. | CFO | A - Grant | $0.00 | +37.6K | 37.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-21 | A | A | 15,886 | $0.00 | 15,886 | D | — | — | (F1) Restricted stock units ("RSUs") scheduled to vest and settle into an equal number of shares of common stock with respect to 25% of the shares on September 30, 2027 and thereafter in 12 substantially equivalent quarterly increments on the last day of each calendar quarter. |
| 2 | Common | Common Stock | 2026-09-21 | A | A | 4,042 | $0.00 | 19,928 | D | — | — | (F2) Stock award in lieu of cash bonus. |
| 3 | Common | Common Stock | 2026-09-21 | F | D | 1,450 | $13.61 | 18,478 | D | — | — | |
| 4 | Derivative | Stock Option (right to buy) | 2026-09-21 | A | A | 37,568 | $0.00 | 37,568 | D | $13.61 · — to 2036-09-21 | 37,568 Common Stock | (F3) Stock options scheduled to vest with respect to 25% of the shares on first anniversary of the grant date, and thereafter in 36 substantially equivalent increments on each monthly anniversary of the grant date. |