Form 4 for AMP Ameriprise Financial
Accepted 2026-05-18 16:17:16 ET · period of report 2026-05-14 · accession 0001823254-26-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-05-18 16:17 | 2026-05-14 | AMP | Smyth Gerard P. | EVP, Hd. of Tech, Serv. Del | M - OptEx | $165.41 | +2,221 | 13.8K | +19% | +$367.4K |
| D | 2026-05-18 16:17 | 2026-05-14 | AMP | Smyth Gerard P. | EVP, Hd. of Tech, Serv. Del | F - Tax | $471.22 | -1,437 | 12.4K | -10% | -$677.1K |
| D | 2026-05-18 16:17 | 2026-05-14 | AMP | Smyth Gerard P. | EVP, Hd. of Tech, Serv. Del | S - Sale+OE | $472.52 | -6,255 | 6,103 | -51% | -$2.96M |
| D | 2026-05-18 16:17 | 2026-05-14 | AMP | Smyth Gerard P. | EVP, Hd. of Tech, Serv. Del | M - OptEx | $0.00 | -2,221 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-14 | M | A | 2,221 | $165.41 | 13,795 | D | — | — | |
| 2 | Common | Common Stock | 2026-05-14 | F | D | 1,437 | $471.22 | 12,358 | D | — | — | |
| 3 | Common | Common Stock | 2026-05-14 | S | D | 6,255 | $472.52 | 6,103 | D | — | — | (F1) Reflects the weighted average price of 6,255 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on May 14, 2026 with sale prices ranging from $472.19 to $472.7551 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2026-05-14 | M | D | 2,221 | $0.00 | 0 | D | $165.41 · — to 2030-01-31 | 2,221 Common Stock | (F2) Fully vested. |