Form 4 for AMAL Amalgamated Financial Corp.
Accepted 2022-06-06 00:00:00 ET · period of report 2022-06-02 · accession 0001823608-22-000105 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-06 | 2022-06-02 | AMAL | Darby Jason | CFO, Senior Executive VP | M - OptEx | $13.75 | +18.9K | 32.1K | +144% | +$260.1K |
| D | 2022-06-06 | 2022-06-02 | AMAL | Darby Jason | CFO, Senior Executive VP | S - Sale+OE | $21.00 | -4,317 | 13.2K | -25% | -$90.7K |
| D | 2022-06-06 | 2022-06-02 | AMAL | Darby Jason | CFO, Senior Executive VP | F - Tax | $21.37 | -14.6K | 17.5K | -46% | -$312.1K |
| D | 2022-06-06 | 2022-06-02 | AMAL | Darby Jason | CFO, Senior Executive VP | M - OptEx | $0.00 | -18.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-02 | M | A | 18,920 | $13.75 | 32,090 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-02 | S | D | 4,317 | $21.00 | 13,170 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.07. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. |
| 3 | Common | Common Stock | 2022-06-02 | F | D | 14,603 | $21.37 | 17,487 | D | — | — | |
| 4 | Derivative | Non-Qualified Stock Option (right to buy) | 2022-06-02 | M | D | 18,920 | $0.00 | 0 | D | $13.75 · — to 2022-07-31 | 18,920 Common Stock | (F3) Stock options vested in three equal installments on each of 1/1/2018, 1/1/2019, and 1/1/2020. |