Form 4 for AMAL Amalgamated Financial Corp.
Accepted 2023-11-09 00:00:00 ET · period of report 2023-11-07 · accession 0001823608-23-000131 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-09 | 2023-11-07 | AMAL | VELUSWAMY LESLIE | EVP, CAO | F - Tax | $19.37 | -754 | 4,827 | -14% | -$14.6K |
| D | 2023-11-09 | 2023-11-07 | AMAL | VELUSWAMY LESLIE | EVP, CAO | M - OptEx | — | +2,092 | 5,581 | +60% | — |
| D | 2023-11-09 | 2023-11-07 | AMAL | VELUSWAMY LESLIE | EVP, CAO | A - Grant | $0.00 | +2,581 | 7,408 | +53% | $0 |
| D | 2023-11-09 | 2023-11-07 | AMAL | VELUSWAMY LESLIE | EVP, CAO | M - OptEx | $0.00 | -2,092 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-07 | F | D | 754 | $19.37 | 4,827 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-07 | M | A | 2,092 | — | 5,581 | D | — | — | (F1) Restricted Stock Units convert into Common Stock on a one-for-one basis. (F2) The total reported in this Column 5 includes 2,092 Restricted Stock Units awarded on November 7, 2022 and previously reported on Table II of a Form 4, these Units vested on November 7, 2023 and are reported herein, further the total also includes 2,733 unvested Restricted Stock Units awarded on February 15, 2023, previously reported in Table I of a Form 4, and 756 Common Stock shares purchased under the Company's Employee Stock Purchase Plan. |
| 3 | Common | Common Stock | 2023-11-07 | A | A | 2,581 | $0.00 | 7,408 | D | — | — | (F3) This reported transaction involved the Reporting Person's receipt of a Grant of 2,581 Restricted Stock Units. The total reported in this Column 5 includes vested Restricted Stock Units previously reported in Table II of a Form 4, unvested Restricted Stock Units previously reported in Table I of a Form 4 and Common Stock shares purchased under the Company's Employee Stock Purchase Plan. |
| 4 | Derivative | Restricted Stocks Units | 2023-11-07 | M | D | 2,092 | $0.00 | 0 | D | — · — to — | 2,092 Common Stock | (F1) Restricted Stock Units convert into Common Stock on a one-for-one basis. (F4) On November 7, 2022, the Reporting Person was granted 2,092 Restricted Stock Units, vesting in one installment on the first anniversary of the grant date. |