Form 4 for AMAL Amalgamated Financial Corp.
Accepted 2024-05-07 00:00:00 ET · period of report 2024-05-06 · accession 0001823608-24-000123 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-07 | 2024-05-06 | AMAL | Brown Sam D. | SEVP, Chief Banking Off | M - OptEx | $14.65 | +31.5K | 77.5K | +69% | +$461.8K |
| D | 2024-05-07 | 2024-05-06 | AMAL | Brown Sam D. | SEVP, Chief Banking Off | F - Tax | $25.47 | -22.5K | 55.0K | -29% | -$573.7K |
| D | 2024-05-07 | 2024-05-06 | AMAL | Brown Sam D. | SEVP, Chief Banking Off | S - Sale+OE | $25.47 | -8,994 | 46.0K | -16% | -$229.1K |
| D | 2024-05-07 | 2024-05-06 | AMAL | Brown Sam D. | SEVP, Chief Banking Off | M - OptEx | $0.00 | -31.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-06 | M | A | 31,520 | $14.65 | 77,490 | D | — | — | |
| 2 | Common | Common Stock | 2024-05-06 | F | D | 22,526 | $25.47 | 54,964 | D | — | — | |
| 3 | Common | Common Stock | 2024-05-06 | S | D | 8,994 | $25.47 | 45,970 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.63- $25.39. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. (F3) The total reported in this row of Column 5, Table I, includes 351 shares of Common Stock acquired by the reporting person in Q1 of 2024, through the Employee Stock Purchase Program. |
| 4 | Derivative | Non-Qualified Stock Option (right to buy) | 2024-05-06 | M | D | 31,520 | $0.00 | 0 | D | $14.65 · 2018-01-01 to 2028-01-01 | 31,520 Common Stock |