InsiderTrades

Form 4 for OWL BLUE OWL CAPITAL INC.

Accepted 2022-01-14 00:00:00 ET · period of report 2022-01-12 · accession 0001823945-22-000007 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DI 2022-01-14 2022-01-12 OWL Kirshenbaum Alan CFO A - Grant $0.00 +1.00M 6.27M +19% $0
DI 2022-01-14 2022-01-12 OWL Kirshenbaum Alan CFO A - Grant $0.00 +1.00M 6.27M +19% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class D Shares 2022-01-12 A A 1,000,000 $0.00 6,274,085 I See Footnotes — — (F2) The reported Incentive Units vest in five equal installments on each of the first, second, third, fourth and fifth anniversaries of December 15, 2021. Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class D Shares. Upon the cancellation of an equal number of Class D Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class B common stock (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. (F1) Represents Class D common stock of Blue Owl Capital Inc. ("Class D Shares") and Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued or to be issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. (F3) Consists of an aggregate of 1,100,000 Class D Shares and an equal number of Blue Owl Operating Group Units held directly by, or to be issued and held by, Blue Owl Management Vehicle on behalf of Mr. Kirshenbaum and 5,174,085 Class D Shares and an equal number of Blue Owl Operating Group Units held or to be held directly by Owl Rock Capital Feeder LLC ("Owl Rock Feeder"), 1.69% of which is held on behalf of Mr. Kirshenbaum; 50.85% of which are held on behalf of Alan Kirshenbaum 2015 Family Trust over which Mr. Kirshenbaum has sole investment and voting power; and 47.46% of which are held on behalf of Kirshenbaum 2019 Family Trust over which Mr. Kirshenbaum has sole investment and voting power. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Blue Owl Management Vehicle and Owl Rock Feeder except to the extent of his pecuniary interest therein.
2 Derivative Blue Owl Operating Group Units 2022-01-12 A A 1,000,000 $0.00 6,274,085 I See Footnotes — · — to — 1,000,000 Class B Shares (F1) Represents Class D common stock of Blue Owl Capital Inc. ("Class D Shares") and Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued or to be issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. (F3) Consists of an aggregate of 1,100,000 Class D Shares and an equal number of Blue Owl Operating Group Units held directly by, or to be issued and held by, Blue Owl Management Vehicle on behalf of Mr. Kirshenbaum and 5,174,085 Class D Shares and an equal number of Blue Owl Operating Group Units held or to be held directly by Owl Rock Capital Feeder LLC ("Owl Rock Feeder"), 1.69% of which is held on behalf of Mr. Kirshenbaum; 50.85% of which are held on behalf of Alan Kirshenbaum 2015 Family Trust over which Mr. Kirshenbaum has sole investment and voting power; and 47.46% of which are held on behalf of Kirshenbaum 2019 Family Trust over which Mr. Kirshenbaum has sole investment and voting power. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Blue Owl Management Vehicle and Owl Rock Feeder except to the extent of his pecuniary interest therein. (F2) The reported Incentive Units vest in five equal installments on each of the first, second, third, fourth and fifth anniversaries of December 15, 2021. Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class D Shares. Upon the cancellation of an equal number of Class D Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class B common stock (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire.