Form 4 for ROK Rockwell Automation
Accepted 2026-09-09 16:50:55 ET · period of report 2026-09-05 · accession 0001825762-26-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2026-09-09 16:50 | 2026-09-05 | ROK | Woods Isaac | VP, Treas | M - OptEx | $0.00 | +325 | 2,012 | +19% | $0 |
| DMT | 2026-09-09 16:50 | 2026-09-08 | ROK | Woods Isaac | VP, Treas | S - Sale+OE | $432.62 | -154 | 1,858 | -8% | -$66.6K |
| DT | 2026-09-09 16:50 | 2026-09-05 | ROK | Woods Isaac | VP, Treas | M - OptEx | $0.00 | -325 | 325 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-05 | M | A | 325 | $0.00 | 2,012 | D | — | — | |
| 2 | Common | Common Stock | 2026-09-08 | S | D | 44 | $432.11 | 1,968 | D | — | — | (F1) Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025 to cover taxes due on restricted stock unites that vested on 9/5/2026. |
| 3 | Common | Common Stock | 2026-09-08 | S | D | 110 | $432.83 | 1,858 | D | — | — | (F1) Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025 to cover taxes due on restricted stock unites that vested on 9/5/2026. |
| 4 | Derivative | Restricted Stock Units | 2026-09-05 | M | D | 325 | $0.00 | 325 | D | — · 2025-09-05 to 2027-09-05 | 325 Common Stock | (F3) Each restricted stock units vests in three substantially equal annual installments beginning on the date exercisable. (F4) The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |