Form 4 for AUR Aurora Innovation, Inc.
Accepted 2023-06-15 00:00:00 ET · period of report 2023-06-14 · accession 0001828108-23-000130 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-15 | 2023-06-14 | AUR | Maday David | See Remarks | A - Grant | $0.00 | +750.0K | 1.10M | +212% | $0 |
| DM | 2023-06-15 | 2023-06-14 | AUR | Maday David | See Remarks | A - Grant | $0.00 | +750.0K | 125.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-06-14 | A | A | 750,000 | $0.00 | 1,103,396 | D | — | — | (F1) The reported securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. The reported securities represents (i) 125,000 RSUs, 50% of which will vest on each of the Issuer's standard quarterly vesting dates following May 20, 2023, (ii) 500,000 RSUs, 12.5% of which will vest on each of the Issuer's standard quarterly vesting dates following November 20, 2023, and (iii) 125,000 RSUs, 25% of which will vest on each of the Issuer's standard quarterly vesting dates following November 20, 2025, in each case subject to the reporting person's continued service through the applicable vesting date. |
| 2 | Derivative | Stock Options (Right to Buy) | 2023-06-14 | A | A | 500,000 | $0.00 | 500,000 | D | $2.07 · — to 2033-06-14 | 500,000 Class A Common Stock | (F3) 1/24th of the shares subject to the stock option will vest monthly following December 20, 2023, subject to the reporting person's continued service through the applicable vesting date. |
| 3 | Derivative | Stock Options (Right to Buy) | 2023-06-14 | A | A | 125,000 | $0.00 | 125,000 | D | $2.07 · — to 2033-06-14 | 125,000 Class A Common Stock | (F4) 1/12th of the shares subject to the stock option will vest monthly following December 20, 2025, subject to the reporting person's continued service through the applicable vesting date. |
| 4 | Derivative | Stock Options (Right to Buy) | 2023-06-14 | A | A | 125,000 | $0.00 | 125,000 | D | $2.07 · — to 2033-06-14 | 125,000 Class A Common Stock | (F2) 1/7th of the shares subject to the stock option will vest monthly following May 20, 2023, subject to the reporting person?s continued service through the applicable vesting date. |