Form 4 for NRGV Energy Vault Holdings, Inc.
Accepted 2023-02-01 00:00:00 ET · period of report 2023-01-30 · accession 0001828536-23-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-01 | 2023-01-30 | NRGV | Jung John G | Pres of EVS | M - OptEx | $0.00 | +183.4K | 183.4K | New | $0 |
| D | 2023-02-01 | 2023-01-30 | NRGV | Jung John G | Pres of EVS | F - Tax | $3.78 | -63.4K | 120.0K | -35% | -$239.8K |
| D | 2023-02-01 | 2023-01-30 | NRGV | Jung John G | Pres of EVS | M - OptEx | $0.00 | -183.4K | 493.9K | -27% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-30 | M | A | 183,447 | $0.00 | 183,447 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-30 | F | D | 63,435 | $3.78 | 120,012 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-01-30 | M | D | 183,447 | $0.00 | 493,903 | D | — · — to — | 183,447 Common Stock | (F1) The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on October 11, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date. |