Form 4 for NRGV Energy Vault Holdings, Inc.
Accepted 2023-03-03 00:00:00 ET · period of report 2023-02-24 · accession 0001828536-23-000019 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-03 | 2023-02-24 | NRGV | Pedretti Andrea | CTO | J - Other | $0.00 | -125.9K | 1.15M | -10% | $0 | |
| 2023-03-03 | 2023-03-01 | NRGV | Pedretti Andrea | CTO | S - Sale | $3.18 | -25.0K | 1.13M | -2% | -$79.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-24 | J | D | 125,905 | $0.00 | 1,151,982 | D | — | — | (F1) As payment for $2,195,200 of a personal loan, Mr. Pedretti granted to the lender a security interest in 1,083,760 shares of the issuer's common stock pursuant to stock pledge and transfer agreement dated December 4, 2019. This transaction represents the final disposition in full satisfaction of the reporting person's obligation to deliver such shares pursuant to such stock pledge and transfer agreement. |
| 2 | Common | Common Stock | 2023-03-01 | S | D | 25,000 | $3.18 | 1,126,982 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.05 to $3.31. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |