Form 4 for FOA Finance of America Companies Inc.
Accepted 2022-11-21 00:00:00 ET · period of report 2022-11-18 · accession 0001828937-22-000022 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-21 | 2022-11-18 | FOA | Gericke Johan | EVP, CFO | F - Tax | $1.50 | -13.5K | 57.0K | -19% | -$20.2K |
| D | 2022-11-21 | 2022-11-18 | FOA | Gericke Johan | EVP, CFO | M - OptEx | — | +37.4K | 70.5K | +113% | — |
| D | 2022-11-21 | 2022-11-18 | FOA | Gericke Johan | EVP, CFO | M - OptEx | $0.00 | -37.4K | 37.4K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-11-18 | F | D | 13,477 | $1.50 | 57,034 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-11-18 | M | A | 37,383 | — | 70,511 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer ("Common Stock"). The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs have vested and will vest in three equal annual installments beginning on November 18, 2021, subject to the Reporting Person's continued employment on the applicable vesting date. |
| 3 | Derivative | Restricted Stock Units | 2022-11-18 | M | D | 37,383 | $0.00 | 37,383 | D | — · — to — | 37,383 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer ("Common Stock"). The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs have vested and will vest in three equal annual installments beginning on November 18, 2021, subject to the Reporting Person's continued employment on the applicable vesting date. |