Form 4 for ONCO Onconetix, Inc.
Accepted 2022-02-24 00:00:00 ET · period of report 2022-02-23 · accession 0001829126-22-004379 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-24 | 2022-02-23 | ONCO | Cincinnati Cornerstone Investors BWV I, LLC | 10% | C - Cnv Deriv | $0.00 | +3.61M | 3.61M | New | $0 |
| D | 2022-02-24 | 2022-02-23 | ONCO | Cincinnati Cornerstone Investors BWV I, LLC | 10% | C - Cnv Deriv | $6.09 | -735.6K | 0 | -100% | -$4.48M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-23 | C | A | 3,611,201 | $0.00 | 3,611,201 | D | — | — | (F1) The Series Seed Preferred Stock and all related accrued and unpaid dividends automatically converted into Common Stock, as previously agreed, upon the closing of the initial public offering of the Issuer. The Series Seed Preferred Stock was convertible at any time and had no expiration date. (F2) Cincinnati Cornerstone Capital, LLC, as the manager and a member of Cincinnati Cornerstone Investors BWV I, LLC, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein. |
| 2 | Derivative | Series Seed Preferred Stock | 2022-02-23 | C | D | 735,632 | $6.09 | 0 | D | $1.52 · — to — | 3,611,201 Common Stock | (F1) The Series Seed Preferred Stock and all related accrued and unpaid dividends automatically converted into Common Stock, as previously agreed, upon the closing of the initial public offering of the Issuer. The Series Seed Preferred Stock was convertible at any time and had no expiration date. |