Form 4 for CELH Celsius Holdings, Inc.
Accepted 2023-08-24 00:00:00 ET · period of report 2023-01-01 · accession 0001829126-23-005640 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-24 | 2023-01-01 | CELH | David Toby | EVP | A - Grant | — | +5,767 | 37.6K | +18% | — |
| DM | 2023-08-24 | 2023-08-22 | CELH | David Toby | EVP | M - OptEx | $2.46 | +74.9K | 17.6K | New | +$184.3K |
| DM | 2023-08-24 | 2023-08-22 | CELH | David Toby | EVP | S - Sale+OE | $178.28 | -54.9K | 37.6K | -59% | -$9.79M |
| DM | 2023-08-24 | 2023-08-22 | CELH | David Toby | EVP | M - OptEx | $0.00 | -74.9K | 140.0K | -35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-01 | A | A | 5,767 | — | 37,576 | D | — | — | (F1) The reporting person was granted 5,767 RSUs for shares of common stock to be issued under the Issuer's 2015 Stock Incentive Plan. The RSUs vest in equal annual installments over three years beginning 1/1/2024. |
| 2 | Common | Common Stock | 2023-08-22 | M | A | 54,941 | $3.23 | 92,517 | D | — | — | |
| 3 | Common | Common Stock | 2023-08-22 | S | D | 25,780 | $179.00 | 66,737 | D | — | — | |
| 4 | Common | Common Stock | 2023-08-22 | S | D | 22,506 | $178.00 | 44,231 | D | — | — | |
| 5 | Common | Common Stock | 2023-08-22 | S | D | 2,110 | $177.00 | 42,121 | D | — | — | |
| 6 | Common | Common Stock | 2023-08-22 | S | D | 4,545 | $176.17 | 37,576 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $176.00 to $176.860. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. |
| 7 | Common | Common Stock | 2023-08-22 | M | A | 20,000 | $0.34 | 17,576 | D | — | — | |
| 8 | Derivative | Options (right to buy) | 2023-08-22 | M | D | 20,000 | $0.00 | 0 | D | $0.34 · 2015-01-30 to 2024-01-30 | 20,000 Common Stock | |
| 9 | Derivative | Options (right to buy) | 2023-08-22 | M | D | 54,941 | $0.00 | 140,049 | D | $3.23 · — to 2029-10-23 | 54,941 Common Stock | (F3) The options were exercisable in three equal annual installments beginning on the first anniversary of the option's grant date, October 23,2019. |