Form 4 for FOCL EDAP TMS SA
Accepted 2026-05-13 06:03:47 ET · period of report 2026-05-12 · accession 0001829126-26-005044 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-05-13 06:03 | 2026-05-12 | FOCL | Mobeck Kenneth S. | CFO | A - Grant | $0.00 | +120.0K | 176.6K | +212% | $0 |
| D | 2026-05-13 06:03 | 2026-05-12 | FOCL | Mobeck Kenneth S. | CFO | A - Grant | $0.00 | +144.1K | 144.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-12 | A | A | 120,000 | $0.00 | 176,610 | D | — | — | (F1) Common Stock for the issuer refers to the issuer's ordinary shares. (F2) Represents restricted stock units ("RSUs") granted pursuant to the 2025-2 Restricted Stock Unit (Free Share) Plan of the issuer on May 12, 2026, one-half of which will vest on the second anniversary of the date of grant and the remaining one-half will vest in equal installments every 6 months thereafter through the fourth anniversary of the date of grant. Each RSU represents the right to receive one share of EDAP common stock upon settlement. |
| 2 | Derivative | Stock Options | 2026-05-12 | A | A | 144,141 | $0.00 | 144,141 | D | $4.17 · — to 2036-05-12 | 144,141 Common Stock | (F3) The option exercise price reflected was converted from 3.54 euros to U.S. dollars based on an exchange rate of EUR 1 to USD 1.1784. (F4) The options, which were granted on May 12, 2026, will become exercisable with respect to one-sixth of the options on the six-month anniversary of the date of grant and the remaining five-sixths of the options will become exercisable on a monthly basis thereafter through the third anniversary of the date of grant. |