Form 4 for ATEC Alphatec Holdings, Inc.
Accepted 2025-11-21 00:00:00 ET · period of report 2025-11-20 · accession 0001831608-25-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-21 | 2025-11-20 | ATEC | Lish Scott | COO | M - OptEx | $3.63 | +25.0K | 697.2K | +4% | +$90.8K |
| D | 2025-11-21 | 2025-11-20 | ATEC | Lish Scott | COO | S - Sale+OE | $19.80 | -25.0K | 672.2K | -4% | -$495.0K |
| D | 2025-11-21 | 2025-11-20 | ATEC | Lish Scott | COO | M - OptEx | $0.00 | -25.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-20 | M | A | 25,000 | $3.63 | 697,207 | D | — | — | |
| 2 | Common | Common Stock | 2025-11-20 | S | D | 25,000 | $19.80 | 672,207 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.65 to $19.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2025-11-20 | M | D | 25,000 | $0.00 | 0 | D | $3.63 · — to 2027-11-07 | 25,000 Common Stock | (F2) The option vested 25% on November 7, 2018 (the first anniversary of the grant date) and thereafter in 36 equal monthly installments. |