Form 4 for LDI loanDepot, Inc.
Accepted 2021-11-09 00:00:00 ET · period of report 2021-11-08 · accession 0001831631-21-000141 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-11-09 | 2021-11-08 | LDI | Hsieh Anthony Li | CEO, Dir, 10% | P - Purchase | $6.98 | +182.2K | 1.48M | +14% | +$1.27M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-08 | P | A | 182,150 | $6.98 | 1,477,171 | I By The JLSSAA Trust | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.83 to $7.00. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in footnotes (1) and (2) of this Form 4 at which the respective transactions were effected. (F2) With respect to transactions reported on a Form 4 filed with the SEC on November 5, 2021, the weighted average price ranges were inadvertently omitted. In this regard, the purchase transactions on November 3, 4, and 5 were executed at prices that ranged from $6.775-$6.99, $6.55-$6.80, and $6.28-$6.45, respectively. (F3) As sole trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. |