Form 4 for LDI loanDepot, Inc.
Accepted 2022-02-07 00:00:00 ET · period of report 2022-02-03 · accession 0001831631-22-000037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-02-07 | 2022-02-03 | LDI | Dodson Andrew C | Dir | M - OptEx | — | +4,466 | 3.81M | +0.1% | — |
| DI | 2022-02-07 | 2022-02-03 | LDI | Dodson Andrew C | Dir | M - OptEx | $0.00 | -4,466 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-02-03 | M | A | 4,466 | — | 3,813,271 | I See Footnotes | — | — | (F2) RSUs vested on 12/31/21 and settled on 2/3/22 when the Issuer's trading blackout period ended and trading was permitted to commence. (F1) As per the Restricted Stock Unit Award Agreement dated May 6, 2021, RSUs vest in three equal installments on May 6, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Within thirty(30)days following the vesting of the RSUs, the Issuer shall deliver the number of shares of Class A Common Stock, par value $0.001 per share, that correspond to the number of RSUs that have become vestedon the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. (F3) The reported securities are directly or indirectly held by funds and entities managed or controlled by the Reporting Persons, including: Parthenon Investors III, L.P., Parthenon Investors IV, L.P., ParthenonCapital Partners Fund, L.P., Parthenon Capital Partners Fund II, L.P., PCap Associates, PCAP Partners III, LLC, PCP Partners IV, L.P. and PCP Managers, L.P. (together, the "Parthenon Investors"). (F4) Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. |
| 2 | Derivative | Restricted Stock Units | 2022-02-03 | M | D | 4,466 | $0.00 | 0 | I See Footnotes | — · — to — | 4,466 Class A Common Stock | (F2) RSUs vested on 12/31/21 and settled on 2/3/22 when the Issuer's trading blackout period ended and trading was permitted to commence. (F3) The reported securities are directly or indirectly held by funds and entities managed or controlled by the Reporting Persons, including: Parthenon Investors III, L.P., Parthenon Investors IV, L.P., ParthenonCapital Partners Fund, L.P., Parthenon Capital Partners Fund II, L.P., PCap Associates, PCAP Partners III, LLC, PCP Partners IV, L.P. and PCP Managers, L.P. (together, the "Parthenon Investors"). (F4) Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. (F1) As per the Restricted Stock Unit Award Agreement dated May 6, 2021, RSUs vest in three equal installments on May 6, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Within thirty(30)days following the vesting of the RSUs, the Issuer shall deliver the number of shares of Class A Common Stock, par value $0.001 per share, that correspond to the number of RSUs that have become vestedon the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. |