Form 4 for LDI loanDepot, Inc.
Accepted 2022-08-03 00:00:00 ET · period of report 2022-08-01 · accession 0001831631-22-000221 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-03 | 2022-08-01 | LDI | Walsh Jeff Alexander | Sr. EVP, Chief Revenue Off | M - OptEx | — | +18.4K | 5.39M | +0.3% | — |
| D | 2022-08-03 | 2022-08-01 | LDI | Walsh Jeff Alexander | Sr. EVP, Chief Revenue Off | F - Tax | $1.77 | -9,141 | 5.38M | -0.2% | -$16.2K |
| D | 2022-08-03 | 2022-08-01 | LDI | Walsh Jeff Alexander | Sr. EVP, Chief Revenue Off | M - OptEx | $0.00 | -18.4K | 55.3K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock, par value $0.001 per share | 2022-08-01 | M | A | 18,436 | — | 5,390,979 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock |
| 2 | Common | Class A Common Stock, par value $0.001 per share | 2022-08-01 | F | D | 9,141 | $1.77 | 5,381,838 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-08-01 | M | D | 18,436 | $0.00 | 55,310 | D | — · — to — | 18,436 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock (F2) In accordance with the terms of the Agreement, RSUs that vested on July 28, 2022 were settled on August 1, 2022. (F3) The RSUs are scheduled to vest as follows, 18,436 on each of 7/28/22, 7/28/23, 7/28/24 and 7/28/25. Within 30 days following each vesting date, Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested or, at the discretion of the Compensation Committee, its cash equivalent. |