Form 4 for LDI loanDepot, Inc.
Accepted 2023-03-01 00:00:00 ET · period of report 2023-02-16 · accession 0001831631-23-000051 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-01 | 2023-02-16 | LDI | Carrillo Nicole | EVP, CAO | M - OptEx | — | +11.2K | 243.0K | +5% | — |
| D | 2023-03-01 | 2023-02-27 | LDI | Carrillo Nicole | EVP, CAO | S - Sale+OE | $2.03 | -20.0K | 219.1K | -8% | -$40.6K |
| D | 2023-03-01 | 2023-02-16 | LDI | Carrillo Nicole | EVP, CAO | F - Tax | $2.24 | -3,878 | 239.1K | -2% | -$8,687 |
| D | 2023-03-01 | 2023-02-16 | LDI | Carrillo Nicole | EVP, CAO | M - OptEx | $0.00 | -11.2K | 33.6K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock, par value $0.001 per share | 2023-02-16 | M | A | 11,212 | — | 243,027 | D | — | — | (F1) This transaction was an exempt transaction on February 16, 2023, which is being reported late by the Reporting Person due to an inadvertent administrative error. (F2) Each restricted stock unit represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. |
| 2 | Common | Class A Common Stock, par value $0.001 per share | 2023-02-27 | S | D | 20,000 | $2.03 | 219,149 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.06. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. |
| 3 | Common | Class A Common Stock, par value $0.001 per share | 2023-02-16 | F | D | 3,878 | $2.24 | 239,149 | D | — | — | (F1) This transaction was an exempt transaction on February 16, 2023, which is being reported late by the Reporting Person due to an inadvertent administrative error. (F3) Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. |
| 4 | Derivative | Restricted Stock Units | 2023-02-16 | M | D | 11,212 | $0.00 | 33,639 | D | — · — to — | 11,212 Class A Common Stock | (F1) This transaction was an exempt transaction on February 16, 2023, which is being reported late by the Reporting Person due to an inadvertent administrative error. (F2) Each restricted stock unit represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. (F6) Restricted stock units were granted on February 16, 2021, with 11,212 vesting on each of February 16, 2022, February 16, 2023 and February 16, 2024, and 11,213 vesting on each of February 16, 2025 and February 16, 2026. |