Form 4 for LDI loanDepot, Inc.
Accepted 2023-07-05 00:00:00 ET · period of report 2023-06-30 · accession 0001831631-23-000199 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-05 | 2023-07-05 | LDI | Walsh Jeff Alexander | Pres, LDI Mortgage | S - Sale+OE | $1.99 | -24.8K | 4.27M | -0.6% | -$49.4K |
| D | 2023-07-05 | 2023-06-30 | LDI | Walsh Jeff Alexander | Pres, LDI Mortgage | F - Tax | $2.12 | -124.0K | 4.30M | -3% | -$262.8K |
| D | 2023-07-05 | 2023-06-30 | LDI | Walsh Jeff Alexander | Pres, LDI Mortgage | M - OptEx | — | +250.0K | 4.42M | +6% | — |
| D | 2023-07-05 | 2023-06-30 | LDI | Walsh Jeff Alexander | Pres, LDI Mortgage | M - OptEx | $0.00 | -250.0K | 250.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock, par value $0.001 per share | 2023-07-05 | S | D | 24,846 | $1.99 | 4,274,957 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. (F3) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.96 to $2.09. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. |
| 2 | Common | Class A Common Stock, par value $0.001 per share | 2023-06-30 | F | D | 123,950 | $2.12 | 4,299,803 | D | — | — | |
| 3 | Common | Class A Common Stock, par value $0.001 per share | 2023-06-30 | M | A | 250,000 | — | 4,423,753 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock |
| 4 | Derivative | Restricted Stock Units | 2023-06-30 | M | D | 250,000 | $0.00 | 250,000 | D | — · — to — | 250,000 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock (F4) The RSUs are scheduled to vest as follows, 250,000 on each of 6/30/2023 and 6/30/2024. |