Form 4 for LDI loanDepot, Inc.
Accepted 2023-07-12 00:00:00 ET · period of report 2023-07-10 · accession 0001831631-23-000221 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-07-12 | 2023-07-10 | LDI | Binowitz Dan | Managing Dir | M - OptEx | — | +87.6K | 886.8K | +11% | — |
| DM | 2023-07-12 | 2023-07-10+ | LDI | Binowitz Dan | Managing Dir | S - Sale+OE | $2.08 | -20.0K | 861.7K | -2% | -$41.6K |
| DM | 2023-07-12 | 2023-07-10 | LDI | Binowitz Dan | Managing Dir | F - Tax | $2.06 | -30.3K | 843.0K | -3% | -$62.4K |
| DM | 2023-07-12 | 2023-07-10 | LDI | Binowitz Dan | Managing Dir | M - OptEx | $0.00 | -87.6K | 131.4K | -40% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-07-10 | M | A | 43,789 | — | 858,158 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2023-07-11 | S | D | 9,999 | $2.11 | 851,663 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.07 to $2.13. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. |
| 3 | Common | Class A Common Stock | 2023-07-10 | S | D | 9,999 | $2.05 | 861,662 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.98 to $2.09. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. |
| 4 | Common | Class A Common Stock | 2023-07-10 | F | D | 15,143 | $2.06 | 871,661 | D | — | — | |
| 5 | Common | Class A Common Stock | 2023-07-10 | M | A | 43,789 | — | 886,804 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. |
| 6 | Common | Class A Common Stock | 2023-07-10 | F | D | 15,143 | $2.06 | 843,015 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2023-07-10 | M | D | 43,789 | $0.00 | 131,370 | D | — · — to — | 43,789 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. (F5) These RSUs granted on 1/18/23, are scheduled to vest as follows: 25% on each of 7/10/24, 7/10/25, and 7/10/26. |
| 8 | Derivative | Restricted Stock Units | 2023-07-10 | M | D | 43,789 | $0.00 | 131,370 | D | — · — to — | 43,789 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. (F4) These RSUs granted on 12/23/22, are scheduled to vest as follows: 25% on each of 7/10/24, 7/10/25, and 7/10/26. |